Regulatory

U.K. regulator to combat unsuitable investments, fraud

The Financial Conduct Authority unveiled a three-year strategy to address investor harms

By James Langton |September 15, 2021

2 min read

Banks’ shrinking shelves no surprise to regulators, industry

Loss of third-party fund distribution seen as “unintended consequence” in 2018

By James Langton |September 14, 2021

3 min read

Ontario regulator seeks feedback on life agent reporting requirements

FSRA's consultation also includes insurers' related obligations to ensure agent suitability

By Staff |September 9, 2021

1 min read

IIROC raises regulatory fees ahead of SRO overhaul

Fees as a share of industry revenues and profits have continued to decline

By James Langton |September 8, 2021

2 min read