Regulatory

FSRA to hold webinar on new title regime

The event forms part of the consultation on the revised proposal for regulating advisor titles

By James Langton |May 28, 2021

1 min read

When does poor service become a regulatory issue for online brokerages?

IIROC also is looking at retail complaints and disgorgement, among other SRO priorities

By James Langton |May 28, 2021

2 min read

OSC fines, bans binary options enabler

Owner of payment processor agrees to a $300K penalty and seven-year ban

By James Langton |May 26, 2021

1 min read

FSRA’s costs heading higher

The provincial regulator has set out its priorities and budgets for the next three years

By James Langton |May 21, 2021

1 min read