Regulatory

OSC issues interim order on startup crowdfunding exemptions

The order was issued in response to the effects of Covid-19 on small businesses

By Staff |July 30, 2020

1 min read

IIROC seeks to tweak rules as overhaul delayed

SRO proposes early adoption of provisions from plain language rewrite

By James Langton |July 23, 2020

1 min read

Man gets registration despite ugly past

OSC staff cited integrity concerns when recommending against registration for man with child porn conviction

By James Langton |July 22, 2020

2 min read

FSRA details misconduct by licensed agents

The Ontario regulator received 52 forms with 96 complaints

By Staff |July 20, 2020

2 min read