Regulatory

OSC permanently bans Global RESP owner

Sam Bouji admitted to breaching a previous suspension

By Rudy Mezzetta |March 10, 2020

4 min read

BCSC’s enforcement powers are about to get beefed up

New powers will allow the regulator to “pursue more wrongdoers”

By James Langton |March 10, 2020

1 min read

IIROC, MFDA respond to Covid-19 outbreak

The SROs are urging firms to think about business continuity plans

By James Langton |March 10, 2020

2 min read

OSC appoints new members to Investor Advisory Panel

The appointees will serve two-year terms

By James Langton |March 10, 2020

1 min read