Regulatory

CSA issues guidance for firms that need compliance consultants

The guidance aims to help firms identify and engage appropriate consultants

By Staff |August 22, 2019

1 min read

New IIROC rulebook gets CSA stamp of approval

The "plain language" version will replace existing rules on June 1, 2020

By James Langton |August 22, 2019

2 min read

Updated: SEC addresses proxy voting concerns

The guidance could curb the influence of proxy advisory firms

By Staff |August 21, 2019

2 min read

OSC approves CannTrust management cease trade order

CannTrust says it’s working with the OSC to prepare a remediation plan

By The Canadian Press |August 16, 2019

1 min read