Regulatory

Guidance from OSFI sets limits on big banks’ exposures Fallback Image Decorative pattern

Industry

Guidance from OSFI sets limits on big banks’ exposures

The new guidance takes effect Nov. 1

By Staff |April 11, 2019

1 min read

MFDA report raises KYC, concentration concerns Fallback Image Decorative pattern

Industry

MFDA report raises KYC, concentration concerns

The SRO has released an analysis of its client research project

April 10, 2019

3 min read

Firms file proposed class action over alleged ‘closet index’ funds Fallback Image Decorative pattern

Industry

Firms file proposed class action over alleged ‘closet index’ funds

The firms allege TD and RBC charged fees for active management on funds that aimed to replicate an index

By Staff |April 10, 2019

2 min read

Increase in shadow banking poses risks: DBRS Fallback Image Decorative pattern

Industry

Increase in shadow banking poses risks: DBRS

Since 2010, the sector’s assets have risen from US$30 trillion to US$52 trillion

By Staff |April 9, 2019

2 min read

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