Regulatory

Regulators must embrace digital innovation: C.D. Howe Fallback Image Decorative pattern

Industry

Regulators must embrace digital innovation: C.D. Howe

A new report challenges policymakers to act swiftly

By Staff |March 21, 2019

1 min read

MFDA looks to harmonize certain investigative powers with IIROC Fallback Image Decorative pattern

Industry

MFDA looks to harmonize certain investigative powers with IIROC

Proposed changes would allow MFDA investigators to enter a dealer's offices without notice and copy electronic records

By Staff |March 21, 2019

1 min read

3iQ asks OSC to review its decision on Bitcoin fund Fallback Image Decorative pattern

Industry

3iQ asks OSC to review its decision on Bitcoin fund

The fund manager says it faced tougher standards than other investment firms

By Staff |March 19, 2019

3 min read

CSA issues guidance to trading venues on how to report system failures Fallback Image Decorative pattern

Industry

CSA issues guidance to trading venues on how to report system failures

The regulator outlined the types of incidents that must reported, and what reports should include

By Staff |March 15, 2019

1 min read

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