Regulatory

Financial services at risk from lack of disclosure on climate issues

A think-tank report calls for policy action from government, the central bank and securities regulators

By Staff |January 16, 2019

3 min read

OSC task force aims to reduce regulatory burden

Regulator is looking for ways to ease compliance costs

By Staff |January 14, 2019

2 min read

Recidivist sent to jail for violating trading ban

The 2013 OSC ban was for quasi-criminal offences related to securities trading

By Staff |January 11, 2019

1 min read

Court denies firms’ bid to dismiss lawsuits alleging mismanagement

Trapeze Capital Corp. and Trapeze Asset Management Ltd. sought to dismiss civil lawsuits from former clients

By Staff |January 9, 2019

1 min read