Regulatory

Percentage of board seats held by women keeps rising: CSA review

Only 4% of the issuers reviewed had female CEOs

By Staff |September 27, 2018

2 min read

IIROC fines CIBC World Markets and former branch manager for inadequate supervision

The bank was fined $125K after an advisor made unsuitable recommendations

By Staff |September 26, 2018

2 min read

Seniors group calls on Ontario government to change position on DSCs

CARP letter defends "overdue investor protections"

By Staff |September 24, 2018

2 min read

The (potential) future of advice reforms

Compared to what’s happening in Australia, CSA’s June missives are meek

By Melissa Shin |September 21, 2018

3 min read