News and resources for Canada's top financial advisors
Est. 1998
Life
Almost half of high-risk agent reviews found best-practice failures
By James Langton |May 2, 2023
2 min read
Final rules for a ban beginning June 1 were sent to the finance minister for approval
By Greg Meckbach |April 19, 2023
Industry
Supervision framework “largely based on delegation to upline agents,” regulator alleged
By Greg Meckbach |April 6, 2023
A lack of rigour and competing credentials may create a race to the bottom, critics say
By Michelle Schriver |March 23, 2023
9 min read
A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours
By Staff |March 9, 2023
Groups issuing financial planner and advisor titles must meet cybersecurity guidelines
By Staff |January 23, 2023
FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased
By Greg Meckbach |January 20, 2023
The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023
By Michelle Schriver |December 22, 2022
At an annual Advocis event, FSRA raised concern about sales incentives being misaligned with customer needs
By Greg Meckbach |October 27, 2022
The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes
By Staff |October 25, 2022
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