News and resources for Canada's top financial advisors
Est. 1998
Life
Ontario's regulator is expanding oversight reviews after a pilot effort found widespread shortcomings
By James Langton |March 29, 2022
2 min read
Industry
Regulator sets out guidance for regulating titles and credential providers
By James Langton |February 28, 2022
3 min read
Regulator aims to boost consumer protection with oversight of agents' qualifications
By Staff |February 25, 2022
1 min read
In the fourth quarter of 2021, 81% of defined benefit plans were more than fully funded
By James Langton |February 8, 2022
Final rules sent to minister for approval; implementation remains uncertain
By James Langton |January 14, 2022
Consolidation may make it tougher for troubled firms to find merger partners
By James Langton |January 6, 2022
The Ontario regulator is reviewing how well complaints are addressed
By Staff |December 23, 2021
The Ontario regulator also provided a plain-language guide for plan members and spouses
By Staff |November 10, 2021
A consultation aims to make the regulator's investigations more transparent
By James Langton |August 10, 2021
The Ontario regulator said it will consider adherence to the code when assessing suitability for licensing
By Staff |August 5, 2021
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