News and resources for Canada's top financial advisors
Est. 1998
Industry
Law firm Morgan & Morgan has announced a class action lawsuit has been filed in the United States District Court for the Southern District of New York on behalf of purchasers of lululemon athletica, Inc. common stock during the period between March 21, 2013 and June 10, 2013.
By Staff |July 5, 2013
1 min read
Estate Planning
Advise clients to sign the common-law equivalent of a pre-nup.
By Dean DiSpalatro |June 21, 2013
6 min read
You’re scanning the local paper and see your client, a home inspector, is being sued. Your client’s likely embarrassed and may not want to discuss the matter. How do you bring it up delicately?
June 6, 2013
3 min read
The North American Securities Administrators Association has filed an amicus brief supporting FINRA’s efforts to overturn a decision by a FINRA hearing panel that allowed Charles Schwab & Company to prevent its customers from participating in class-action lawsuits.
By Staff |May 10, 2013
2 min read
If you're registered in multiple jurisdictions and are charged with violating securities law, you could spend a lot of time defending yourself.
By Staff |March 12, 2013
It may soon cost more to give advice.
By Melissa Shin |December 20, 2012
The OSC has launched a program to provide lawyers to respondents involved in enforcement proceedings who would otherwise be self-represented.
By Staff |December 19, 2012
Borden Ladner Gervais LLP (BLG) has haired Gordon Peery who joins the full-service law firm as global derivatives advisor. As a licensed U.S. lawyer, Gordon will continue to practice law in California where he resides, and will continue to provide legal counsel for his U.S. clients. In addition, as part of BLG’s Derivatives Group, Gordon […]
By Staff |December 12, 2012
If your client’s wife only left him a quarter of her estate, and little or no life insurance or other benefits on her death, he may be entitled to more.
December 3, 2012
New York’s attorney general is filing a civil lawsuit against Credit Suisse for misleading investors who lost billions of dollars due to mortgage-backed securities, reports reuters.com. Read: SEC charges J.P. Morgan, Credit Suisse with misleading investors The lawsuit is expected to be filed tomorrow. It alleges that Credit Suisse misrepresented the quality of loans packaged […]
By Wire services |November 20, 2012
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