News and resources for Canada's top financial advisors
Est. 1998
Industry
Tribunal rejects motions from David and Natasha Sharpe for disclosure of documents in a forthcoming hearing
By James Langton |February 22, 2023
3 min read
Regulator given green light to challenge historic house transfer
By James Langton |February 13, 2023
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
By James Langton |February 6, 2023
2 min read
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
By James Langton |January 31, 2023
An Ontario tribunal handed down $5.1 million in penalties and other costs
By James Langton |January 23, 2023
Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money
By Tara Deschamps, The Canadian Press |December 16, 2022
4 min read
The quasi-criminal case is the regulator's first court proceeding involving a publicly traded cannabis company
By Tara Deschamps, The Canadian Press |December 14, 2022
Regulators to set new custody and asset segregation requirements
By James Langton |December 12, 2022
Cowan replaces Heather Zordel, who resigned last month
By Staff |November 30, 2022
1 min read
Lack of jurisdiction and evidence of harm underlie the decision not to intervene
By James Langton |November 28, 2022
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.