News and resources for Canada's top financial advisors
Est. 1998
Industry
Regulator sets out draft priorities for fiscal 2024
By James Langton |November 22, 2022
2 min read
Certain behavioural nudges influence investors, regulator finds
By James Langton |November 17, 2022
SRO gets green light to help finance initial merger costs
By James Langton |October 27, 2022
Zordel was the first chair of the provincial securities regulator under its new structure
By The Canadian Press |October 25, 2022
1 min read
The pilot program expands accredited investor exemptions beyond financial metrics
By James Langton |October 25, 2022
Regulators resolve accounting irregularity case with dually listed firm
Almost one in three said they plan to buy cryptoassets in the next 12 months
By Maddie Johnson |October 19, 2022
In the coming year, the regulator will assess how firms are implementing the CFRs
By Melissa Shin |October 14, 2022
Seychelles-based firm to pay $1.2 million in penalties and disgorgement for violations
By James Langton |October 13, 2022
Ontario regulator ordered a 10-year ban and monetary sanctions
By James Langton |October 11, 2022
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