News and resources for Canada's top financial advisors
Est. 1998
Industry
Industry leaders will report at least quarterly to CEO Grant Vingoe
By Staff |July 19, 2022
1 min read
Lawyers, academics named to new advisory group
By James Langton |July 14, 2022
2 min read
Numerous issues need resolving before an initial distribution can happen
By James Langton |July 8, 2022
3 min read
Bid to keep compelled testimony confidential was dismissed
By James Langton |July 6, 2022
The OSC and the MFDA team up in case against fund rep
By James Langton |June 14, 2022
Allegations involved trading ahead of a planned acquisition by Amaya Gaming
By James Langton |May 27, 2022
Tribunal rejects circumstantial case, concluding trades are suspicious but not clearly offside
By James Langton |May 26, 2022
David Singh was sentenced to three and a half years in jail and ordered to pay $4.8 million in restitution
By James Langton |May 11, 2022
Advisor titles remain a concern for provincial securities authorities
By James Langton |April 26, 2022
Regulator charges that executives allegedly diverted funds to themselves, their firm
By James Langton |March 31, 2022
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