The new executive director spent almost 20 years at Ontario's securities regulator
The bank reached a US$122-million settlement with the U.S. Consumer Financial Protection Bureau
The amendments are aimed at reducing regulatory burden without comprising investor protection
Regulator proposes minimum standards for advisor, planner titles
The regulator cited concerns about possible client over-concentration
The changes will take effect March 1, 2021
But there are still those who defend DSC mutual funds
Group also proposes a single self-regulatory organization
Morningstar says regulators have a role to play in standardizing data, terminology and disclosure
A higher collection rate last year means more money for harmed investors, the regulator says