Regulation

New SRO launches with IIROC-heavy executive team

The new agency has a website but its name will come later

By James Langton |January 3, 2023

2 min read

Green labelling for funds a fine balance: ESMA

Criteria need to be strict enough to be credible, without being too tough for fund managers

By James Langton |December 21, 2022

2 min read

Wells Fargo to pay US$3.7 billion in restitution, penalties

Bank sanctioned over misconduct in auto lending and banking

By James Langton |December 20, 2022

2 min read

SEC discretion nets tipster US$37M award

Regulator set aside timing requirements and ordered award for anonymous tips

By Staff |December 19, 2022

2 min read