Regulation

CSA adopts streamlined capital-raising option for issuers

For greater investor protection, the final exemption imposes primary offering liability

By Staff |September 8, 2022

2 min read

IIROC proficiency project moves on to traders, PMs

SRO aims to finalize competency standards by early 2024

By James Langton |August 29, 2022

1 min read

ESG integration category criticized in responses to SEC proposals

Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors

By Mark Burgess |August 17, 2022

2 min read

Regulators seek pre-registration pledges from crypto-trading platforms

Firms will have to agree to comply with certain terms while applications are reviewed

By James Langton |August 15, 2022

2 min read