Regulation

Regulatory technology feasibility study launched

The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure

By James Langton |January 21, 2022

1 min read

New OSC fee model to hit banks

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

By James Langton |January 21, 2022

2 min read

CSA issues ESG disclosure guidance for investment funds

The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

By James Langton |January 19, 2022

3 min read

Court approves $125-million settlement in “David vs. Goliath” case

The class action alleged CIBC failed to disclose U.S. subprime exposure during the financial crisis

By James Langton |January 18, 2022

3 min read