Regulation

Market data faces scrutiny from U.K. regulator

FCA launching series of studies in response to anti-competitive concerns

By James Langton |January 11, 2022

2 min read

IIROC panel sanctions rep for KYC violations

Clients lost over $1 million on risky options strategy in market crash

By James Langton |January 10, 2022

2 min read

Crypto scams top regulators’ list of threats

Stories of "crypto millionaires" have led to big bets and big losses

By James Langton |January 10, 2022

2 min read

FSRA consults on living wills for credit unions

Consolidation may make it tougher for troubled firms to find merger partners

By James Langton |January 6, 2022

2 min read