Regulation

Ontario calls for action on shelf space shrinkage at banks

The Ontario government has asked the OSC to review banks' fund lineups, tied selling

By James Langton |November 23, 2021

2 min read

Basel Committee proposes guidance on climate risks

Regulators seek principles-based approach to supervising banks

By James Langton |November 17, 2021

2 min read

FSRA title regime to include “best interest” provision

The regulator is consulting on new title guidance until Dec. 13

By James Langton |November 15, 2021

1 min read

SEC finds pervasive problems at U.S. robos

The regulator's reviews uncovered deficiencies at most firms examined

By James Langton |November 12, 2021

2 min read