Regulation

Regulators issue new reporting guidance on systems outages

The CSA said it expects timely and transparent disclosure of exchange and ATS glitches

By James Langton |June 10, 2021

1 min read

PwC alleges deleted emails, unusual transactions in Bridging Finance case

A forensics team is seeking to recover thousands of emails that were allegedly sought out and "hard" deleted last year

By James Langton |June 10, 2021

3 min read

MFDA seeks to speed up account transfers

The SRO has warned firms against using delay tactics when a client decides to move on

By James Langton |June 8, 2021

2 min read

OSC seeks market structure expertise

Applications to join an advisory committee on market issues are due July 7

By Staff |June 7, 2021

1 min read