Regulation

When does poor service become a regulatory issue for online brokerages? Fallback Image Decorative pattern

Industry

When does poor service become a regulatory issue for online brokerages?

IIROC also is looking at retail complaints and disgorgement, among other SRO priorities

By James Langton |May 28, 2021

2 min read

BCSC proposes new rules for stock promoters Fallback Image Decorative pattern

Industry

BCSC proposes new rules for stock promoters

Under the proposed rules, everything from TikToks to Insta posts would have to disclose details of promotional activity

By James Langton |May 27, 2021

2 min read

CSA sets rules on non-GAAP financial reporting Fallback Image Decorative pattern

Industry

CSA sets rules on non-GAAP financial reporting

The final rules will take effect Aug. 25 and apply to financial year-ends after Oct. 15

By James Langton |May 27, 2021

2 min read

Regulators propose slimming corporate disclosure Regulators propose slimming corporate disclosure

Industry

Regulators propose slimming corporate disclosure

A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting

By James Langton |May 20, 2021

2 min read

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