Regulatory

BCSC to get beefier enforcement powers

New tools aim to improve investigative authority, collections

By James Langton |February 9, 2023

2 min read

Flight from alt funds could attract regulators’ attention

Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says

By James Langton |February 9, 2023

2 min read

New SRO plans October business continuity test

The biennial exercise will be coordinated with the U.S. industry

By Staff |January 23, 2023

1 min read

New circuit breakers for CDRs

Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts

By James Langton |January 19, 2023

1 min read