News and resources for Canada's top financial advisors
Est. 1998
Industry
Clients were invested in a fund that was too risky given their profiles
By James Langton |July 27, 2023
1 min read
Regulatory, financial and economic headwinds all weigh on deal activity
By James Langton |July 18, 2023
2 min read
The effort supports the use of cap-and-trade to combat emissions
Regulation
SEDAR will no longer be available for filing the night of July 20
By Staff |June 30, 2023
Results include action on insurance, title protection complaints
By Michelle Schriver |June 9, 2023
Disciplinary filing is a statutory requirement, not legally privileged, IPC rules
By James Langton |June 9, 2023
Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits
By James Langton |June 2, 2023
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
By James Langton |June 1, 2023
Data transfer is taking longer than planned
Without open banking, Canadians' data is at greater risk when they use unregulated apps
By Greg Meckbach |June 1, 2023
3 min read
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