Home Regulatory Page 2

Keyword: Regulatory

1705 results found

The effort supports the use of cap-and-trade to combat emissions

Files being analyzed

SEDAR will no longer be available for filing the night of July 20

  • By: Staff
  • June 30, 2023 June 30, 2023
  • 10:42
Competition, Arrow Sign, Arrow, Direction, Expressing Positivity,Challenge

Results include action on insurance, title protection complaints

Wooden gavel used by a judge or auctioneer

Disciplinary filing is a statutory requirement, not legally privileged, IPC rules

Court gavel

Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits

Jigsaw Puzzle on Blue background

Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work

Data transfer is taking longer than planned

Close up of a woman using a laptop

Without open banking, Canadians' data is at greater risk when they use unregulated apps

Portrait of confused businessperson thinking of innovative idea at grey wall.

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation

Demonstrate and discuss your regulatory requirements with clients, IFB says