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Business Team Meeting Discussion Connection

Progress on priorities will be followed with interest, says Morneau Shepell

  • By: Staff
  • November 27, 2019 November 27, 2019
  • 14:45
illustration of a man lock up in prison

The former CEO conspired with others to manipulate the valuation of funds

gavel on a wooden bench

Citigroup has agreed to pay £43.9 million to resolve allegations that it failed to accurately report its capital and liquidity positions to U.K. regulators

stack of documents or files, overload of paperwork on black background

The regulator first issued AML compliance guidance in 2010

The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch

The New Brunswick Legislative Building in Fredericton

The province has proposed changes to its securities legislation

The regulator is also considering the CSA’s proposal to ban trailers paid to discount brokers

Abstract,Golden Bitcoin money on computer.

The securities commission says it will continue its investigation

gavel on a wooden bench

Retail investors were allegedly charged for active management they did not receive

A new report outlines 107 recommendations aimed at reducing the regulatory burden