News and resources for Canada's top financial advisors
Est. 1998
Market Insights
Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says
By James Langton |February 9, 2023
2 min read
Industry
The biennial exercise will be coordinated with the U.S. industry
By Staff |January 23, 2023
1 min read
Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts
By James Langton |January 19, 2023
New U.K. guidance encourages insurance industry to accommodate financially stressed clients
By James Langton |January 11, 2023
Provincial regulation increasingly tracks federal rules, but gaps remain
By James Langton |January 10, 2023
Turnaround time reverts to pre-pandemic standards
By James Langton |January 5, 2023
The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023
By Michelle Schriver |December 22, 2022
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
By James Langton |December 22, 2022
3 min read
Keeping buffers amid rising risks reflects prudence
By James Langton |December 16, 2022
Shorter settlement cycle for mutual funds won't be mandated
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.