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IOSCO, CMPI launch discussion of infrastructure firms' resilience

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As U.S. industry releases plan, Canadian firms' readiness lags

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U.S. trade groups asked courts to restore rule changes favoured by public companies

advisor client meeting

Tougher standards aim to improve competition and results for customers

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The four victims included insurance clients and were the advisor's family members

  • By: Staff
  • July 21, 2022 November 22, 2022
  • 15:49

SRO committees focus on market regulation, fixed-income trading issues

  • By: Staff
  • July 12, 2022 July 12, 2022
  • 15:06

Advocacy group calls for regulators to prioritize investor protection

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Fines, disgorgement and costs orders all rose, the latest enforcement report shows

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New plan focuses on cryptoassets and decentralized finance

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Troubled firm's loan book, deposits, employees and branches move to Alterna Savings