Regulatory

Opinion: Canada’s moment to raise the bar for investment advice Opinion: Canada’s moment to raise the bar for investment advice

Regulation

Opinion: Canada’s moment to raise the bar for investment advice

Moving past process — the case for outcomes-based oversight in Canada

By Harvey Naglie |July 16, 2025

4 min read

Bank reps under pressure to sell: OSC and CIRO Bank reps under pressure to sell: OSC and CIRO

Regulation

Bank reps under pressure to sell: OSC and CIRO

Research "showed a statistically significant association" between sales pressure and recommendations not in client interests

By James Langton |July 9, 2025

5 min read

OSC funds investor protection efforts OSC funds investor protection efforts

Regulation

OSC funds investor protection efforts

Regulator announces new financing commitments to Prosper Canada, Osgoode legal aid clinic

By James Langton |June 25, 2025

2 min read

Opinion: Ontario’s title protection regime represents progress, but risks remain Opinion: Ontario’s title protection regime represents progress, but risks remain

News

Opinion: Ontario’s title protection regime represents progress, but risks remain

Ontario's broad definition of financial advisor could lead investors to misunderstand their advisor's primary role and capabilities

By Harvey Naglie |June 12, 2025

3 min read

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