Regulatory

JP Morgan settles massive market manipulation case

Deal with regulators involves $920 million in sanctions and disgorgement

By James Langton |September 29, 2020

1 min read

OSC seeks volunteers for small business advisory committee

The committee will provide input on trends and policy impact on small firms

By Staff |September 29, 2020

1 min read

FSRA to launch committees to inform regulation in life insurance sector

The Ontario regulator will examine seg funds, MGA channel

By James Langton |September 25, 2020

1 min read

Get ready for regtech to raise the client experience

In a webinar, industry participants discussed innovation in regulatory technology

By Michelle Schriver |September 25, 2020

3 min read