Regulatory

OSFI previews new capital rules for seg fund risk

The federal financial regulator's new methodology will be implemented in 2023

By James Langton |November 26, 2020

1 min read

Court rejects class action against RBC fund dealer

The firm was sanctioned by the OSC in 2018 for violating the sales practices rule

By James Langton |November 25, 2020

3 min read

PI Financial purchase in 2018 financed with fake collateral, IIROC alleges

Two former executives face a hearing next year

By James Langton |November 24, 2020

3 min read

IIROC seeks nominees for OBSI board

Applications are due Dec. 31

By James Langton |November 24, 2020

1 min read