Regulatory

Former Quebec advisor fined, banned for 5 years

IIROC found that the man failed in his duty to protect the financial markets

By Staff |May 7, 2020

1 min read

MFDA updates investigatory powers

Bylaw amendments focus on access to records

By Staff |May 7, 2020

1 min read

Investor Advisory Panel reveals focus for the upcoming year

The OSC committee will consider the pandemic's impacts, implementation of client-focused reforms

By Staff |May 7, 2020

2 min read

Issuers get extension on AGM disclosure

The CSA provides relief for filing exec compensation and shareholder requests

By James Langton |May 1, 2020

2 min read