Regulatory

More filing relief from Canada’s regulators

The CSA has issued another statement addressing temporary emergency relief

By James Langton |May 29, 2020

1 min read

AMF enforcement efforts lead to millions in penalties

The regulators’ actions resulted in multiple jail sentences as well

By James Langton |May 28, 2020

2 min read

OBSI establishes consumer interest director position on board

The director will focus on consumer issues

By Rudy Mezzetta |May 28, 2020

1 min read

IIROC nominates three new independent directors

The nominees are subject to a formal election at the annual meeting in September

By Staff |May 28, 2020

1 min read