Regulatory

OSC head to step down

Maureen Jensen, chair and CEO of the OSC, will leave the job in April

By James Langton |January 21, 2020

2 min read

New CSA guidance tackles crypto trading

The regulator has clarified when crypto trading is subject to securities law

By James Langton |January 16, 2020

2 min read

IOSCO makes UTC recommendation official

The global group of securities regulators is calling on firms to synchronize their watches

By James Langton |January 16, 2020

1 min read

IIROC fines advisor $60K for due diligence failures

The advisor's client was mentally incapacitated, and her son made unauthorized trades in her account

By Staff |January 15, 2020

2 min read