Regulatory

MFDA bans rep who borrowed money from elderly clients

The rep also had a dual occupation as a telemarketer

By James Langton |December 4, 2019

2 min read

Saskatchewan introduces legislation for title regulation

The province follows Ontario in regulating "financial planner" and "financial advisor"

By Michelle Schriver |December 3, 2019

2 min read

IIAC says OSC should have power to issue blanket orders

The OSC is currently the only provincial regulator that can’t issue blanket orders

By James Langton |December 3, 2019

2 min read

Regulators challenged by harmonization, tech, climate change

A panel discussed the regulatory outlook for 2020 at the Toronto Refinitiv Summit

By Michelle Schriver |December 2, 2019

3 min read