Regulatory

Proposed class action alleges RBC Insurance, Aviva shortchanged commissioned employees

Allegations involve improper calculations of vacation and public holiday pay

By Staff |April 23, 2019

1 min read

Regulator files civil enforcement action over alleged trading scheme

The CFTC says the scheme raised approximately US$75 million, most of which was lost

By Staff |April 22, 2019

2 min read

Provincial regulators sign agreement with U.K.’s FCA

Deal aims for cooperation between ‘regulatory sandbox’ initiatives

By Staff |April 18, 2019

1 min read

OSC approves amendments to IIROC rules to increase market oversight

Implementation of the changes begins this year

April 18, 2019

1 min read