News and resources for Canada's top financial advisors
Est. 1998
Industry
Consultation on improving, harmonizing fund disclosure remains open until July 27
By James Langton |June 20, 2022
2 min read
Revisiting the perennial and costly MFDA infraction
By Michelle Schriver |June 20, 2022
7 min read
Firm, reps charged for selling risky illiquid bonds to retail investors, retirees
By James Langton |June 16, 2022
1 min read
Policy action may be needed to ensure resilience, European regulators say
By James Langton |May 12, 2022
Limited size and liquidity of crypto market hampers its utility for sanctions evasion
By James Langton |May 5, 2022
The Canadian Securities Institute is the latest approved credentialing body for Ontario financial planners
By Staff |May 4, 2022
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
By James Langton |April 27, 2022
3 min read
FSRA strikes deal for core assets of troubled firm
By James Langton |April 22, 2022
The Ontario regulator provided implementation details on title protection
By Michelle Schriver |April 21, 2022
4 min read
Ontario judge sides with MFDA in attempt to collect sanctions
By James Langton |April 14, 2022
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