News and resources for Canada's top financial advisors
Est. 1998
Industry
U.S. trade groups asked courts to restore rule changes favoured by public companies
By James Langton |July 28, 2022
2 min read
Tougher standards aim to improve competition and results for customers
By James Langton |July 27, 2022
The four victims included insurance clients and were the advisor's family members
By Staff |July 21, 2022
SRO committees focus on market regulation, fixed-income trading issues
By Staff |July 12, 2022
1 min read
Advocacy group calls for regulators to prioritize investor protection
By James Langton |July 7, 2022
Fines, disgorgement and costs orders all rose, the latest enforcement report shows
New plan focuses on cryptoassets and decentralized finance
Troubled firm's loan book, deposits, employees and branches move to Alterna Savings
By James Langton |July 6, 2022
The court found the mutual funds were actively managed
By James Langton |July 4, 2022
Regulators are also forming a new advisory committee to review SRO consolidation
By Staff |June 27, 2022
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