News and resources for Canada's top financial advisors
Est. 1998
Industry
Proposed rules would require firms to identify and combat conflicts built into technologies
By James Langton |July 26, 2023
2 min read
New rules increase minimum liquidity requirements and prohibit "gates"
By Mark Burgess |July 12, 2023
Products
The lawsuits are the latest in an ongoing tussle between government and the crypto industry
By Fatima Hussein, The Associated Press and Ken Sweet, The Associated Press |June 12, 2023
4 min read
The company operated an unregistered securities platform and brokerage service, the U.S. regulator says
By Michelle Chapman, The Associated Press |June 6, 2023
Market manipulation scheme run on Discord channel, regulator says
By James Langton |May 26, 2023
1 min read
Tipster fails to sway regulator on divvying up reward
By James Langton |March 31, 2023
Woman admits to charges in fraud scheme involving Boaz Manor
By James Langton |March 29, 2023
B.C. court grants injunction against defendants in global pump and dump scheme
By James Langton |March 27, 2023
U.S. regulators charged the crypto firm's top engineer
By James Langton |February 28, 2023
Prospective witness failed to prove real risk of U.S. criminal prosecution
By James Langton |February 21, 2023
3 min read
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