SEC

SEC seeks sweeping market structure changes

The regulator proposed reforms to enhance competition and boost investor protection

By James Langton |December 15, 2022

2 min read

FTX’s Bankman-Fried charged in U.S. for ‘scheme’ to defraud

The criminal indictment is on top of civil charges from the SEC

By Ken Sweet, The Associated Press |December 13, 2022

5 min read

GSAM settles SEC greenwashing allegations

Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies

By James Langton |November 22, 2022

2 min read

SEC enforcement reaches record heights

Volume of disciplinary actions and total financial sanctions rose in fiscal 2022

By James Langton |November 15, 2022

2 min read