SEC

Firm’s “industry standard” fees were anything but, SEC finds

VC firm charged 10 years of fees upfront, drawing investors ire

By James Langton |March 4, 2022

2 min read

SEC seeks money market reforms

Proposals aim to address liquidity and redemption issues from March 2020

By James Langton |December 15, 2021

1 min read

SEC warns about juicing executive pay

The U.S. regulator called out the practice of granting options ahead of good news

By James Langton |November 29, 2021

1 min read

SEC total enforcement activity down slightly in 2021

The U.S. regulator reported a record year for whistleblowers

By James Langton |November 19, 2021

1 min read