News and resources for Canada's top financial advisors
Est. 1998
Industry
Firm touted lack of fees while making money on investors' cash holdings
By James Langton |June 13, 2022
2 min read
Regulator to consider sweeping market structure reforms
By James Langton |June 8, 2022
Firm deceived investors about trading halt, SEC alleges
By James Langton |May 25, 2022
1 min read
Fund managers hid risk of complex trading strategy that blew up in March 2020
By James Langton |May 17, 2022
3 min read
Investors will have until June 17 to comment on proposed climate standards
By James Langton |May 9, 2022
Regulator details its compliance review priorities for the year ahead
By James Langton |March 31, 2022
SEC seeks to level the playing field between SPACs, traditional IPOs
By James Langton |March 30, 2022
Best interest rules and fiduciary duties should produce similar outcomes, U.S. regulator says
Investors and financial firms to benefit from tougher disclosure requirements, Moody’s says
By Staff |March 29, 2022
The regulator proposes to mandate disclosures about climate-related risks, as well as Scope 1 and 2 greenhouse gas emissions
By Melissa Shin |March 21, 2022
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