News and resources for Canada's top financial advisors
Est. 1998
Industry
The CSA is seeking six industry directors and eight independent directors for the board
By James Langton |January 21, 2022
1 min read
The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations
By James Langton |January 19, 2022
3 min read
The amendments give regulators access to audit work performed by foreign firms
By Staff |January 13, 2022
The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
By James Langton |December 17, 2021
2 min read
The new national Investor Advisory Panel will provide retail investor perspective on regulators' work
By James Langton |December 2, 2021
The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022
By James Langton |October 18, 2021
Reforms will take effect in 2022, and regulators promise more to come
By James Langton |October 7, 2021
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
By James Langton |September 29, 2021
Marketing tactics by crypto firms are raising concerns with CSA and IIROC
By James Langton |September 23, 2021
A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing
By James Langton |August 25, 2021
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.