CSA

Groups call for KYC to go beyond minimum standards

IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say

By James Langton |August 23, 2021

3 min read

CSA to create new single self-regulatory organization

Consolidated rules and enhanced governance will be part of the changes

By Michelle Schriver |August 3, 2021

5 min read

IIROC sails through CSA review

An oversight examination has uncovered just one "low-priority" issue with market surveillance

By James Langton |June 25, 2021

1 min read

CFRs won’t disrupt DSC sales ahead of ban

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

By James Langton |June 23, 2021

2 min read