News and resources for Canada's top financial advisors
Est. 1998
Industry
IIROC's guidance on CFR requirements should include more information on risk, dependants and ESG, submissions say
By James Langton |August 23, 2021
3 min read
Consolidated rules and enhanced governance will be part of the changes
By Michelle Schriver |August 3, 2021
5 min read
An oversight examination has uncovered just one "low-priority" issue with market surveillance
By James Langton |June 25, 2021
1 min read
Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect
By James Langton |June 23, 2021
2 min read
New rules increase maximum limits for issuers and investors
Securities regulators ordered more than $42 million in restitution, compensation and disgorgement
By Greg Dalgetty |June 22, 2021
The proposals are out for a 60-day comment period
By James Langton |June 21, 2021
According to the CSA, 91% of Canadians say they face barriers to discussing finances with older adults
By Staff |June 15, 2021
Advisor's Edge
A CSA consultation has become more interesting after the GameStop saga
By Mark Burgess |May 11, 2021
11 min read
Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks
By James Langton |April 20, 2021
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