News and resources for Canada's top financial advisors
Est. 1998
Advisor's Edge
Delayed disclosure on Form F4 calls into question advisor integrity
By Michelle Schriver |September 30, 2020
4 min read
Industry
With conduct rules looming, the investment industry has work to do
By James Langton |September 29, 2020
2 min read
CSA issues guidance for fund managers on liquidity risk
By James Langton |September 18, 2020
3 min read
Most respondents to an MFDA poll said they supported rethinking the current SRO framework
By James Langton |September 8, 2020
1 min read
Proposals would refine mandatory central clearing
By James Langton |September 3, 2020
In a submission, the regulators warned against enforcement reforms
Deloitte has examined IIROC’s proposal to merge with the MFDA
By Fiona Collie |August 25, 2020
The investor advocate has penned an open letter calling on the CSA to act quickly
By James Langton |August 10, 2020
The securities administrators "did not identify concerns" with the SRO
By Staff |August 5, 2020
Regulators are closer to banning trailer fees paid to discount brokers
By James Langton |June 30, 2020
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