News and resources for Canada's top financial advisors
Est. 1998
Industry
The CSA will finalize rules designed to protect vulnerable clients by early summer
By Staff |April 15, 2021
1 min read
The regulators set out their approach to overseeing the fledgling sector
By James Langton |March 29, 2021
3 min read
The association delivered its proposed roadmap to inform a CSA decision due this summer
By James Langton |March 16, 2021
The regulators are reviewing submissions to the consultation that closed in October
By James Langton |February 22, 2021
2 min read
The group of regulators penned a letter that warns unilateral Ontario reforms could hurt harmonization
By James Langton |February 12, 2021
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
By James Langton |February 2, 2021
The regulators warned investors about relying on Reddit
By Staff, with files from The Canadian Press |February 1, 2021
CSA issues guidance on the use of issuers' ASDPs
By James Langton |December 10, 2020
CSA and FSB have each offered advice to firms
By James Langton |November 26, 2020
Issuers should provide information on Covid-19’s impact on their operating performance and financial position
By James Langton |October 29, 2020
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