IIROC

More controls needed to prevent insider trading, tipping, says IIROC

Protecting material non-public information is paramount when staff work remotely

By James Langton |November 19, 2020

2 min read

IIROC publishes proposed CFR rules

Proposals modify IIROC's rules to adhere to upcoming regulatory reforms

By James Langton |November 18, 2020

2 min read

IIROC to hold first virtual policy conference

SRO to host online event Nov. 27, second session on Dec. 17

By James Langton |November 10, 2020

1 min read

IIROC panel overstepped on sanctions, ASC finds

The regulator reduced a rep's fine and suspension following an appeal

By James Langton |October 19, 2020

2 min read