News and resources for Canada's top financial advisors
Est. 1998
Industry
Tribunal finds it has no say in regulator's investigations
By James Langton |July 18, 2023
2 min read
Regulation
Global group's rules target recent turmoil and misconduct in crypto markets
By James Langton |July 17, 2023
New rules increase minimum liquidity requirements and prohibit "gates"
By Mark Burgess |July 12, 2023
BofA has been cutting down on its reliance on overdraft fee revenue
By The Associated Press |July 11, 2023
3 min read
No more pencils, no more books: the self-regulatory organization proposes to focus on exams instead
By James Langton |July 7, 2023
Yves Ouellet to succeed Louis Morisset on Aug. 21
By Staff |July 6, 2023
1 min read
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
By James Langton |July 6, 2023
Divisional Court upholds tribunal's analysis in OSC enforcement action
By James Langton |July 5, 2023
The FCAC said it would monitor financial institutions' level of compliance with the new expectations
July 5, 2023
Turmoil in U.S. banking business shook stablecoin market, Fitch reports
By James Langton |July 4, 2023
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