Regulation

MFDA lays out CFR proposals

The SRO has proposed rule changes in an effort to conform to CSA reforms

By James Langton |November 19, 2020

2 min read

More controls needed to prevent insider trading, tipping, says IIROC

Protecting material non-public information is paramount when staff work remotely

By James Langton |November 19, 2020

2 min read

OSC lists final DSC rule, task force recommendations as 2021 priorties

The regulator is also trying “to remove barriers to inclusion"

By Greg Dalgetty |November 16, 2020

2 min read

SEC Chair Clayton leaving post as top financial regulator

The Trump appointee presided over a deregulatory push to soften rules affecting Wall Street

By Marcy Gordon, The Associated Press |November 16, 2020

2 min read