Regulation

FSRA consultation on service standards begins

The comment period closes on Oct. 23

By Staff |September 25, 2020

1 min read

New Brunswick watchdog proposes rules for lost financial property

The FCNB will accept commentary on the rules until Nov. 23

By James Langton |September 23, 2020

1 min read

PEAK settles overcharging, supervisory allegations

The firm reported that clients had paid trailers on fee-based accounts

By James Langton |September 17, 2020

1 min read

Investors favour harmonized industry regulation: poll

Most respondents to an MFDA poll said they supported rethinking the current SRO framework

By James Langton |September 8, 2020

1 min read