Regulation

Ontario should reconsider advisor title standards: CLHIA

Trade group says LLQP should be enough to qualify as an advisor

By James Langton |October 19, 2020

2 min read

IIROC plans to extend relief into mid-2021

Exemptions allow for more flexibility when working remotely

By James Langton |October 13, 2020

1 min read

Updated AMF guidance addresses online offerings, vulnerable clients

New guidance includes reforms adopted under Bill 141

By James Langton |October 7, 2020

1 min read

Efforts to improve global financial system hampered by Covid-19

The pandemic has disrupted global data efforts that began following the 2008 crisis

By James Langton |October 7, 2020

2 min read