News and resources for Canada's top financial advisors
Est. 1998
Industry
Industry braces for technical challenges as new disclosures take effect
By James Langton |June 13, 2023
2 min read
Products
The lawsuits are the latest in an ongoing tussle between government and the crypto industry
By Fatima Hussein, The Associated Press and Ken Sweet, The Associated Press |June 12, 2023
4 min read
Corporate M&A faces growing legal, regulatory threat in U.S., Fitch says
By James Langton |June 8, 2023
Regulator adopts series of measures to curb marketing, bolster investor protection
Efficient portfolio management costs continue to worry regulators
By James Langton |June 7, 2023
1 min read
New proposed amendment addresses removal of DSCs on existing seg fund contracts
By Staff |June 2, 2023
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
By James Langton |June 1, 2023
Most of the investors' money was put into riskier projects than promised
By James Langton |May 30, 2023
Account transfer standards and dual registration are also in the works
3 min read
Selling regulated and unregulated products side by side poses risks to investors, firms
By James Langton |May 26, 2023
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